US Lawyer Database

§ 75-89-7. Persons authorized to conduct commodity transactions

The prohibitions in Section 75-89-5 shall not apply to any transaction offered by and in which any of the following persons, or any employee, officer or director thereof acting solely in that capacity, is the purchaser or seller: A person registered with the Commodity Futures Trading Commission as a futures commission merchant or as a […]

§ 75-89-9. Exempt transactions; qualified seller defined; requirements; waiver of requirements; authority of administrator to deny, suspend, revoke or place limitations on authority of, or exemption for, qualified seller; summary denial or suspension of exemption for qualified seller; rules, regulations and orders

The prohibitions in Section 75-89-5 shall not apply to the following: An account, agreement or transaction within the exclusive jurisdiction of the Commodity Futures Trading Commission as granted under the Commodity Exchange Act; A commodity contract for the purchase of one or more precious metals which requires, and under which the purchaser receives, within twenty-eight […]

§ 75-89-11. Requirements to engage in trade or business of commodity merchant

No person shall engage in the trade or business of, or otherwise act as, a commodity merchant unless such person: Is registered or temporarily licensed with the Commodity Futures Trading Commission for each activity constituting such person as a commodity merchant and such registration or temporary license shall not have expired, nor been suspended nor […]

§ 75-85-13. License fee; bond requirements

Each applicant for a transient vendor license shall include a license fee set by the governing authority of the county or municipality not to exceed Two Hundred Fifty Dollars ($250.00) with the application, which fee shall be deposited in the general fund of the county or municipality that issues the license. The applicant shall also […]

§ 75-85-15. Issuance of license; validity of license; renewal of license

The county tax collector and the municipal tax collector shall issue a transient vendor license under this chapter only if all requirements of this chapter have been met. The license is not transferable and is valid only within the territorial limits of the issuing county or municipality. A license expires ninety (90) days after the […]

§ 75-85-19. Penalties for violation of chapter

Any person who knowingly or intentionally operates a transient business without a valid license as provided by this chapter or who knowingly or intentionally advertises, offers for sale, or sells any merchandise or services in violation of this chapter shall, upon conviction, be guilty of a misdemeanor and, upon conviction thereof, shall be fined not […]