§ 46-471 – Definitions
46-471. Definitions In this article, unless the context otherwise requires: 1. " Broker-dealer" has the same meaning as dealer prescribed in section 44-1801. 2. " Eligible adult" means either of the following: (a) A person who is sixty-five years of age or older. (b) A person who is a vulnerable adult. 3. " Financial exploitation" […]
§ 46-472 – Disclosures; immunity; third-party disclosures
46-472. Disclosures; immunity; third-party disclosures A. Notwithstanding section 46-454, if a qualified individual reasonably believes that financial exploitation of an eligible adult may have occurred, may have been attempted or is being attempted, the qualified individual may notify adult protective services and the corporation commission. B. A qualified individual who in good faith and exercising […]
§ 46-473 – Delaying disbursements or transactions; immunity
46-473. Delaying disbursements or transactions; immunity A. A broker-dealer or investment adviser may delay a disbursement or transaction from an account of an eligible adult or an account on which an eligible adult is a beneficiary if both: 1. The broker-dealer, investment adviser or qualified individual reasonably believes, after initiating an internal review of the […]
§ 46-474 – Records; disclosure; exemption
46-474. Records; disclosure; exemption A. A broker-dealer or investment adviser shall provide access to or copies of records that are relevant to the suspected or attempted financial exploitation of an eligible adult to adult protective services and law enforcement, either as part of a referral to adult protective services or law enforcement, or on request […]