§ 11-51-1008. Multiple Duties to Report
Compliance with this part 10 does not discharge the duty of a mandatory reporter under section 18-6.5-108 to report mistreatment to a local law enforcement agency. Source: L. 2017: Entire part added, (HB 17-1253), ch. 289, p. 1607, § 2, effective July 1.
§ 11-51-1003. Governmental Disclosures – Immunity
If a qualified individual, while acting within the scope of employment, reasonably believes that financial exploitation of an eligible adult may have occurred, may have been attempted, or may be or is being attempted, the broker-dealer or investment adviser shall promptly notify the commissioner of securities appointed pursuant to section 11-51-701. The securities commissioner shall […]
§ 11-51-1004. Third-Party Disclosures – Immunity
If a qualified individual, while acting within the scope of employment, reasonably believes that financial exploitation of an eligible adult may have occurred, been attempted, or may be or is being attempted, a qualified individual may notify any third party previously designated by or reasonably associated with the eligible adult. Disclosure may not be made […]
§ 11-51-1005. Delaying Disbursements – Immunity
A broker-dealer or investment adviser may delay a disbursement from an account of an eligible adult, or an account on which an eligible adult is a beneficiary, if: The broker-dealer or investment adviser, reasonably believes, after initiating an internal review of the requested disbursement and the suspected financial exploitation, that the requested disbursement may result […]
§ 11-51-1006. Immunity for Nondisclosure
A qualified individual who, in good faith and exercising reasonable care, fails to report pursuant to this part 10 is immune from any administrative, criminal, or civil liability for his or her failure to report. Source: L. 2017: Entire part added, (HB 17-1253), ch. 289, p. 1607, § 2, effective July 1.
§ 11-51-1007. Records
A broker-dealer or investment adviser shall provide access to or copies of records that are relevant to the suspected or attempted financial exploitation of an eligible adult to agencies charged with administering state adult protective services laws and to law enforcement, either as part of a referral to the agency or to law enforcement, or […]
§ 11-51-803. Repeal of Article
This article is repealed, effective September 1, 2026. Prior to such repeal, the division of securities shall be reviewed as provided for in section 24-34-104, C.R.S. Source: L. 90: Entire article R&RE, p. 740, § 1, effective July 1. L. 91: Entire section amended, p. 678, § 8, effective April 20. L. 94: (1) amended, […]
§ 11-51-901. Short Title
This part 9 shall be known and may be cited as the “Local Government Investment Pool Trust Fund Administration and Enforcement Act”. Source: L. 93: Entire part added, p. 327, § 4, effective July 1.
§ 11-51-902. General Powers of Securities Commissioner
The securities commissioner is hereby empowered to administer and enforce the provisions of part 7 of article 75 of title 24, C.R.S., and all the provisions of this part 9. Source: L. 93: Entire part added, p. 327, § 4, effective July 1.
§ 11-51-903. Interests in Local Government Investment Pool Trust Fund
For the purposes of this part 9, unless the context otherwise requires: The interest of a participating local government in a local government investment pool trust fund is a “security”, as defined by section 11-51-201 (17); and The solicitation of a local government to participate in a local government investment pool trust fund constitutes an […]