§ 73-605. Civil liabilities.
§ 73-605. Civil liabilities. (a) Any person who: (1) Offers or sells a security in violation of § 73-302, § 73-301 or § 73-210(b) of this title, or of any rule or order under § 73-211 of this title which requires the affirmative approval of sales literature before it is used, or of any condition […]
§ 73-701. Administrative files.
§ 73-701. Administrative files. (a) A document is filed when it is received by the Director or a designee as stipulated by rule or order. Other than filing fees, the Director may waive document filing requirements. (b) The information contained in or filed with any registration statement, application, report or filing may be made available […]
§ 73-702. Service of process.
§ 73-702. Service of process. Every applicant for registration under this chapter, every person making a notice filing pursuant to this chapter, and every issuer which proposes to offer a security in this State through any person acting on an agency basis in the common-law sense shall file with the Director, in such form as […]
§ 73-703. Investor protection fund.
§ 73-703. Investor protection fund. (a) All moneys as described in subsection (b) of this section shall be credited by the State Treasurer to a fund to be known as the “Investor Protection Fund.” (b) The Investor Protection Fund will be a revolving fund and shall be funded as follows: (1) Beginning on July 1 […]
§ 73-704. Liability of Attorney General.
§ 73-704. Liability of Attorney General. In no case shall the Attorney General or the Director, or any person designated by them, in the administration of this chapter incur any official or personal liability by instituting an injunction or any judicial proceeding, or administrative order or proceeding. 6 Del. C. 1953, § 7328; 59 Del. […]
§ 7501. Definitions.
§ 7501. Definitions. As used in this chapter, unless the context requires otherwise, the following words and phrases shall mean: (1) “Private corporation” shall mean a general and business or a general not-for-profit corporation organized under the laws of this State. (2) “Public corporation” shall mean this State, a political subdivision thereof, a corporate instrumentality […]
§ 7502. Federal grants.
§ 7502. Federal grants. All public and private corporations shall have the power to apply to the proper authorities of the United States government for a grant, and when such a grant is issued, to establish and operate foreign trade zones under the Foreign Trade Zones Act of 1934, as amended, on July 20, 1977. […]
§ 7601. Definitions.
§ 7601. Definitions. Unless the context or subject matter otherwise clearly requires, the following definitions shall govern construction of this chapter: (1) “Advertisement” means a commercial message in any medium that aids, promotes or assists, directly or indirectly, a lease-purchase agreement. (2) “Cash price” means that price at which the lessor would have sold the […]
§ 7602. Inapplicability of other laws; exempted transactions.
§ 7602. Inapplicability of other laws; exempted transactions. (a) Lease-purchase agreements which comply with this chapter are not governed by the laws relating to: (1) A “retail installment contract” or “contract” as defined in § 4301(9) of this title. (2) A “security interest” as defined in § 1-201(35) of this title. (b) This chapter does […]
§ 73-501. Authority to prosecute administrative enforcement proceedings.
§ 73-501. Authority to prosecute administrative enforcement proceedings. The Investor Protection Unit, under the direction of the Director, shall have the authority to prosecute administrative proceedings to enforce the provisions of this chapter. 78 Del. Laws, c. 175, §§ 116, 118; 79 Del. Laws, c. 182, §§ 1, 3;