663.534 – Events that require notice to be provided to the office.
663.534 Events that require notice to be provided to the office.—A qualified limited service affiliate must report to the office, within 15 days of its knowledge of the occurrence, any changes to the information previously relied upon by the office when qualifying or renewing a qualification under this part. History.—s. 45, ch. 2017-83.
663.535 – Notice to customers.
663.535 Notice to customers.—All marketing documents and advertisements and any display at the location of the qualified limited service affiliate or at any trade or marketing event must contain the following statement in a contrasting color in at least 10-point type: “The Florida Office of Financial Regulation DOES NOT provide safety and soundness oversight of this […]
663.536 – Recordkeeping requirements for trade, industry, or professional events.
663.536 Recordkeeping requirements for trade, industry, or professional events.—A qualified limited service affiliate who participates in a trade, industry, or professional event pursuant to s. 663.531 must keep a record of its participation in the event. The record must be maintained for at least 2 years following the event and must contain the following information: (1) The […]
663.537 – Examination or investigation of a qualified limited service affiliate.
663.537 Examination or investigation of a qualified limited service affiliate.—The office may conduct an examination or investigation of a qualified limited service affiliate at any time that it deems necessary to determine whether the qualified limited service affiliate or financial institution-affiliated party thereof has violated, or is about to violate, any provision of this chapter, any […]
663.538 – Suspension, revocation, or voluntary surrender of qualification.
663.538 Suspension, revocation, or voluntary surrender of qualification.— (1) A qualified limited service affiliate that proposes to terminate operations in this state shall surrender its qualification to the office and comply with such procedures as required by rule of the commission. (2) A qualified limited service affiliate that fails to renew its qualification may be subject to a […]
663.539 – Biennial qualification renewal.
663.539 Biennial qualification renewal.—A qualification must be renewed every 2 years. A qualification must be renewed by furnishing such information as the commission requires. A complete biennial renewal of qualification must include a declaration under penalty of perjury, signed by the executive officer or managing member of the qualified limited service affiliate seeking renewal, declaring that […]
663.540 – Public records exemption.
663.540 Public records exemption.— (1) DEFINITIONS.—As used in this section, the term: (a) “Reports of examinations, operations, or condition” means records submitted to or prepared by the office as part of the office’s duties performed pursuant to s. 655.012 or s. 663.537. (b) “Working papers” means the records of the procedure followed, the tests performed, the information obtained, and […]
665.012 – Definitions.
665.012 Definitions.—When used in this chapter, the following words and phrases have the following meanings, except to the extent that any such word or phrase specifically is qualified by its context: (1) “Association” means a capital stock association subject to the provisions of this chapter. (2) “Capital stock” means the aggregate of shares of nonwithdrawable capital issued by […]
665.013 – Applicability of Chapter 658.
665.013 Applicability of chapter 658.—The following sections of chapter 658, relating to banks and trust companies, are applicable to an association to the same extent as if the association were a “bank” operating thereunder: (1) Section 658.12, relating to definitions. (2) Section 658.16, relating to the creation of a banking or trust corporation. (3) Section 658.19, relating to application […]
665.0211 – Name.
665.0211 Name.—The name of every association shall include either the words “savings association,” “savings bank,” or “savings and loan association.” The use of the words “National,” “Federal,” “United States,” “insured,” or “guaranteed,” separately or in any combination thereof with other words or syllables, is prohibited as part of the corporate name of an association. History.—s. 5, […]