23-2.5-12-4. Effect of Repeal on Certain Items in Effect
Sec. 4. (a) This section applies to the extent that: (1) a statement of policy; (2) an administrative order; (3) a rule; (4) an interpretive opinion; (5) a declaratory ruling; (6) a no-action determination; (7) a condition; or (8) another action of the commissioner under IC 23-2-5, before its repeal; does not conflict with IC […]
23-2.5-11-12. Appeal; Procedure
Sec. 12. (a) An appeal may be taken, to the Marion circuit court or the circuit or superior court of the county where the person taking the appeal resides or maintains a place of business, by the following: (1) A person whose application for issuance or renewal of a license under this article is granted […]
23-2.5-11-13. Admissibility of Copied Statements, Documents, and Records
Sec. 13. Copies of a statement or document filed with the commissioner, and copies of any records of the commissioner, certified to by the commissioner or a deputy are admissible in a prosecution, an action, a suit, or a proceeding based on, or arising out of or under, this article to the same extent that […]
23-2.5-11-14. Court Compelled Obedience to Subpoena, Order, or Demand
Sec. 14. Upon: (1) disobedience on the part of any person to a lawful: (A) subpoena issued under this article; or (B) order or demand requiring the production of books, accounts, papers, records, documents, or other evidence or information as provided in this article; or (2) the refusal of a witness to: (A) appear when […]
23-2.5-11-15. Contempt of Court; Liability for Damages; Contract Void
Sec. 15. (a) If a person fails, refuses, or neglects to comply with a court order under this chapter, the person must be held in contempt of court. (b) A person who violates this article or a rule adopted under this article, in connection with a contract for the activities of a loan broker, is […]
23-2.5-11-16. Securities Division and Department of Financial Institutions; Cooperation
Sec. 16. In the securities division’s investigative, examination, and regulatory activities related to licensees under this article, the securities division may cooperate with the Indiana department of financial institutions in the regulation of a licensee that conducts: (1) business under this article; and (2) business that requires licensure under IC 24-4.4. As added by P.L.175-2019, […]
23-2.5-11-1. Permissive Actions; Denial of Licensure Application or Renewal; Suspension; Revocation
Sec. 1. The commissioner may deny an application for an initial or a renewal license under this article, and may suspend or revoke the license of a licensee, if the applicant, the licensee, or an ultimate equitable owner of a loan broker or an applicant for a loan broker license: (1) has, within the most […]
23-2.5-11-17. Violations; Felonies
Sec. 17. (a) Except as provided in subsection (b), a person who knowingly violates this article commits a Level 5 felony. (b) A person who knowingly violates this article commits a Level 4 felony if the person damaged by the violation is at least sixty (60) years of age. (c) A person commits a Level […]
23-2.5-11-2. Required Actions; Denial of Licensure Application or Renewal; Suspension; Revocation
Sec. 2. The commissioner shall deny an application for an initial or a renewal license under this article, and shall revoke the license of a licensee, if the applicant, the licensee, or an ultimate equitable owner of a loan broker or an applicant for a loan broker license: (1) has had a: (A) loan broker […]
23-2.5-11-3. Investigation; Orders; Penalties
Sec. 3. (a) If the commissioner determines that a person has engaged in or is about to engage in an act or a practice that violates this article or a rule or an order under this article, the commissioner may investigate and issue: (1) with a prior hearing if there exists no substantial threat of […]