23-2.5-11-7. Immunity of Witness
Sec. 7. (a) If a witness, in a hearing, an inquiry, or an investigation conducted under this article, refuses to answer a question or produce an item, the commissioner may file a written petition with the circuit or superior court in the county where the hearing, investigation, or inquiry is conducted requesting a hearing on […]
23-2.5-11-8. Certificate of Compliance or Noncompliance
Sec. 8. (a) In a prosecution, action, suit, or proceeding based on or arising out of this article, the commissioner may sign a certificate showing compliance or noncompliance with this article by any person. (b) A certificate signed under subsection (a) constitutes prima facie evidence of compliance or noncompliance with this article and is admissible […]
23-2.5-11-9. Court to Compel Obedience to Subpoena, Order, or Demand
Sec. 9. (a) This section applies when a person or witness takes an action as follows: (1) A person disobeys a lawful: (A) subpoena issued under this article; or (B) order or demand requiring the production of books, accounts, papers, records, documents, or other evidence or information as provided in this article. (2) A witness […]
23-2.5-11-10. Action to Enforce Penalty
Sec. 10. The commissioner may bring an action in the circuit or superior court of Marion County to enforce payment of a penalty imposed under this article. As added by P.L.175-2019, SEC.2.
23-2.5-11-11. Action to Enjoin; Other Relief
Sec. 11. (a) If the commissioner believes that a person has engaged, is engaging, or is about to engage in an act, practice, or course of business that: (1) is; or (2) materially aids; a violation of this article or a rule adopted or an order issued under this article, the commissioner may maintain an […]
23-2.5-11-12. Appeal; Procedure
Sec. 12. (a) An appeal may be taken, to the Marion circuit court or the circuit or superior court of the county where the person taking the appeal resides or maintains a place of business, by the following: (1) A person whose application for issuance or renewal of a license under this article is granted […]
23-2.5-11-13. Admissibility of Copied Statements, Documents, and Records
Sec. 13. Copies of a statement or document filed with the commissioner, and copies of any records of the commissioner, certified to by the commissioner or a deputy are admissible in a prosecution, an action, a suit, or a proceeding based on, or arising out of or under, this article to the same extent that […]
23-2.5-11-14. Court Compelled Obedience to Subpoena, Order, or Demand
Sec. 14. Upon: (1) disobedience on the part of any person to a lawful: (A) subpoena issued under this article; or (B) order or demand requiring the production of books, accounts, papers, records, documents, or other evidence or information as provided in this article; or (2) the refusal of a witness to: (A) appear when […]
23-2.5-11-15. Contempt of Court; Liability for Damages; Contract Void
Sec. 15. (a) If a person fails, refuses, or neglects to comply with a court order under this chapter, the person must be held in contempt of court. (b) A person who violates this article or a rule adopted under this article, in connection with a contract for the activities of a loan broker, is […]
23-2.5-11-16. Securities Division and Department of Financial Institutions; Cooperation
Sec. 16. In the securities division’s investigative, examination, and regulatory activities related to licensees under this article, the securities division may cooperate with the Indiana department of financial institutions in the regulation of a licensee that conducts: (1) business under this article; and (2) business that requires licensure under IC 24-4.4. As added by P.L.175-2019, […]