Sec. 1. The commissioner may deny an application for an initial or a renewal license under this article, and may suspend or revoke the license of a licensee, if the applicant, the licensee, or an ultimate equitable owner of a loan broker or an applicant for a loan broker license: (1) has, within the most […]
Sec. 1. The commissioner may deny an application for an initial or a renewal license under this article, and may suspend or revoke the license of a licensee, if the applicant, the licensee, or an ultimate equitable owner of a loan broker or an applicant for a loan broker license: (1) has, within the most […]
Sec. 10. The commissioner may bring an action in the circuit or superior court of Marion County to enforce payment of a penalty imposed under this article. As added by P.L.175-2019, SEC.2.
Sec. 10. The commissioner may bring an action in the circuit or superior court of Marion County to enforce payment of a penalty imposed under this article. As added by P.L.175-2019, SEC.2.
Sec. 11. (a) If the commissioner believes that a person has engaged, is engaging, or is about to engage in an act, practice, or course of business that: (1) is; or (2) materially aids; a violation of this article or a rule adopted or an order issued under this article, the commissioner may maintain an […]
Sec. 11. (a) If the commissioner believes that a person has engaged, is engaging, or is about to engage in an act, practice, or course of business that: (1) is; or (2) materially aids; a violation of this article or a rule adopted or an order issued under this article, the commissioner may maintain an […]
Sec. 12. (a) An appeal may be taken, to the Marion circuit court or the circuit or superior court of the county where the person taking the appeal resides or maintains a place of business, by the following: (1) A person whose application for issuance or renewal of a license under this article is granted […]
Sec. 12. (a) An appeal may be taken, to the Marion circuit court or the circuit or superior court of the county where the person taking the appeal resides or maintains a place of business, by the following: (1) A person whose application for issuance or renewal of a license under this article is granted […]
Sec. 13. Copies of a statement or document filed with the commissioner, and copies of any records of the commissioner, certified to by the commissioner or a deputy are admissible in a prosecution, an action, a suit, or a proceeding based on, or arising out of or under, this article to the same extent that […]
Sec. 13. Copies of a statement or document filed with the commissioner, and copies of any records of the commissioner, certified to by the commissioner or a deputy are admissible in a prosecution, an action, a suit, or a proceeding based on, or arising out of or under, this article to the same extent that […]
Sec. 14. Upon: (1) disobedience on the part of any person to a lawful: (A) subpoena issued under this article; or (B) order or demand requiring the production of books, accounts, papers, records, documents, or other evidence or information as provided in this article; or (2) the refusal of a witness to: (A) appear when […]
Sec. 14. Upon: (1) disobedience on the part of any person to a lawful: (A) subpoena issued under this article; or (B) order or demand requiring the production of books, accounts, papers, records, documents, or other evidence or information as provided in this article; or (2) the refusal of a witness to: (A) appear when […]
Sec. 15. (a) If a person fails, refuses, or neglects to comply with a court order under this chapter, the person must be held in contempt of court. (b) A person who violates this article or a rule adopted under this article, in connection with a contract for the activities of a loan broker, is […]
Sec. 15. (a) If a person fails, refuses, or neglects to comply with a court order under this chapter, the person must be held in contempt of court. (b) A person who violates this article or a rule adopted under this article, in connection with a contract for the activities of a loan broker, is […]
Sec. 16. In the securities division’s investigative, examination, and regulatory activities related to licensees under this article, the securities division may cooperate with the Indiana department of financial institutions in the regulation of a licensee that conducts: (1) business under this article; and (2) business that requires licensure under IC 24-4.4. As added by P.L.175-2019, […]
Sec. 16. In the securities division’s investigative, examination, and regulatory activities related to licensees under this article, the securities division may cooperate with the Indiana department of financial institutions in the regulation of a licensee that conducts: (1) business under this article; and (2) business that requires licensure under IC 24-4.4. As added by P.L.175-2019, […]
Sec. 17. (a) Except as provided in subsection (b), a person who knowingly violates this article commits a Level 5 felony. (b) A person who knowingly violates this article commits a Level 4 felony if the person damaged by the violation is at least sixty (60) years of age. (c) A person commits a Level […]
Sec. 17. (a) Except as provided in subsection (b), a person who knowingly violates this article commits a Level 5 felony. (b) A person who knowingly violates this article commits a Level 4 felony if the person damaged by the violation is at least sixty (60) years of age. (c) A person commits a Level […]
Sec. 2. The commissioner shall deny an application for an initial or a renewal license under this article, and shall revoke the license of a licensee, if the applicant, the licensee, or an ultimate equitable owner of a loan broker or an applicant for a loan broker license: (1) has had a: (A) loan broker […]
Sec. 2. The commissioner shall deny an application for an initial or a renewal license under this article, and shall revoke the license of a licensee, if the applicant, the licensee, or an ultimate equitable owner of a loan broker or an applicant for a loan broker license: (1) has had a: (A) loan broker […]
