23-20-1-5. “Person”
Sec. 5. As used in this chapter, “person” includes a sole proprietorship, a partnership, a corporation, an association, a fiduciary, or an individual. As added by P.L.114-2010, SEC.12.
23-20-1-21. Recovery by Claimant Receiving Assistance; Refund to State of Overpayment
Sec. 21. If: (1) an award is made under this chapter; and (2) a claimant receives a sum required to be deducted under section 20(a) of this chapter; the claimant shall refund to the state the amount of overpayment. As added by P.L.114-2010, SEC.12.
23-20-1-6. “Securities Violation”
Sec. 6. As used in this chapter, “securities violation” means a violation of any of the following: (1) The Securities Act of 1933, as amended, and any regulations related to that act. (2) The Securities Exchange Act of 1934, as amended, and any regulations related to that act. (3) The Investment Company Act of 1940, […]
23-20-1-7. “Victim”
Sec. 7. As used in this chapter, “victim” means an individual who suffers monetary injury as a result of a securities violation. As added by P.L.114-2010, SEC.12.
23-20-1-8. Duties of Division
Sec. 8. The division shall do the following: (1) Prescribe forms for processing applications for restitution assistance. (2) Determine whether a claim for restitution assistance filed under this chapter should be awarded. As added by P.L.114-2010, SEC.12.
23-20-1-9. Order Awarding Restitution to Claimant Required
Sec. 9. The division shall require a claimant to produce a copy of: (1) a court order; or (2) an administrative order; that demonstrates that restitution has been awarded to the claimant as described in section 16 of this chapter. As added by P.L.114-2010, SEC.12.
23-20-1-10. Confidentiality of Claimant’s Personal Information
Sec. 10. A claimant’s personal information (as defined in IC 9-14-6-6) is confidential. As added by P.L.114-2010, SEC.12. Amended by P.L.198-2016, SEC.652.
23-20-1-11. Persons Eligible for Restitution Assistance
Sec. 11. Except as otherwise provided in this chapter, the following persons are eligible for restitution assistance under this chapter: (1) A resident of Indiana who is a victim of a securities violation committed: (A) in Indiana; or (B) in a jurisdiction other than Indiana, including a foreign country, if the jurisdiction in which the […]
23-20-1-12. Application for Restitution Assistance; Filing With Division
Sec. 12. (a) A person eligible for restitution assistance under section 11 of this chapter may file an application for restitution assistance with the division. (b) The application must be received by the division not more than one hundred eighty (180) days after the date of the order described in section 16 of this chapter. […]
23-20-1-13. Division’s Review of Applications; Request for Additional Information
Sec. 13. (a) The division shall review all applications to ensure that the applications are complete. (b) If an application is not complete, the application shall be returned to the claimant with a brief statement of the additional information required. (c) The claimant may, not more than thirty (30) days after receipt of the request […]