US Lawyer Database

32 §4699-A. Investigatory powers of Securities Administrator

§4699-A. Investigatory powers of Securities Administrator 1.  Investigations.  The Securities Administrator may conduct investigations, within or outside the State, as the Securities Administrator finds necessary or appropriate to:   A. Determine whether a person has violated, or is about to violate, a provision of this chapter or a rule or order of the Securities Administrator; […]

32 §4700. Remedies

§4700. Remedies 1.  Violation.  Any violation of this chapter shall constitute a violation of Unfair Trade Practices, Title 5, chapter 10.   [PL 1979, c. 571 (NEW).] 2.  Class D crime.  An intentional violation of this chapter shall be a Class D crime.   [PL 1979, c. 571 (NEW).] 3.  Temporary restraining order.  Upon application […]

32 §4700-A. Service of process

§4700-A. Service of process The Securities Administrator shall be an agent of each seller who sells, offers for sale, advertises or promotes business opportunities in this State for service of any process, notice or demand required or permitted by law to be served and this service shall be binding upon the seller. Service of any […]