9-B §226-A. Cooperative agreements
§226-A. Cooperative agreements The superintendent may enter into cooperative agreements with other state, federal or foreign regulatory agencies to facilitate the regulatory functions of the bureau, including, but not limited to, information sharing, coordination of examinations and joint examinations. [PL 1999, c. 184, §8 (AMD).] SECTION HISTORY PL 1995, c. 628, §15 (NEW). PL […]
9-B §227. Subpoena powers
§227. Subpoena powers The superintendent shall have the power and authority to summon persons and subpoena witnesses, compel their attendance, require production of evidence, administer oaths and examine any person under oath in connection with any subject related to the supervision and regulation of financial institutions. Any summons or subpoena may be served by registered […]
9-B §228. Report of violations
§228. Report of violations 1. Requirement. If, in the opinion of the superintendent, any financial institution authorized to do business in this State or credit union authorized to do business in this State, or the officers, corporators, directors, employees or agents of any financial institution authorized to do business in this State or credit union […]
9-B §221. Examinations
§221. Examinations 1. Requirements. The superintendent shall examine each financial institution organized under the laws of this State at least once every 36 months or more frequently as the superintendent determines. The superintendent may examine an out-of-state financial institution operating branches in this State in order to determine compliance with the laws of this State […]
9-B §222. Reports and other information from supervised institutions
§222. Reports and other information from supervised institutions 1. General requirement. In addition to the reports required pursuant to this section, the superintendent may require, from a financial institution organized under the laws of this State and from an out-of-state financial institution authorized to do business in this State, reports and other information from those […]
9-B §223. Publication and posting of reports
§223. Publication and posting of reports 1. Condition and income reports. [PL 1995, c. 24, §3 (RP).] 2. Reports posted in offices. Every financial institution shall make available in all of its offices at least 10 days, but not more than 30 days, prior to the annual meeting of its stockholders, corporators or members, its […]
9-B §224. Records to be kept by supervised institutions
§224. Records to be kept by supervised institutions 1. Records for superintendent. A financial institution authorized to do business in this State shall keep those books, accounts and records relating to all transactions that enable the superintendent to ensure full compliance with the laws of this State. [PL 1995, c. 628, §13 (AMD).] 2. […]
9-B §225. Retention of financial institution records
§225. Retention of financial institution records 1. Superintendent’s authority. All records of financial institutions authorized to do business in this State and of credit unions authorized to do business in this State, insofar as this section does not contravene paramount federal law, must be retained for such minimum periods as the superintendent may prescribe. […]
9-B §226. Confidentiality
§226. Confidentiality 1. Requirement. Except as provided in subsections 2 and 3, the following information derived by or communicated to the superintendent or to any employee of the bureau is confidential and may not be disclosed or made public: A. Information designated confidential under federal law or regulations; [PL 2007, c. 597, §11 […]