US Lawyer Database

Section 451.2606 – Availability of Filings to Public.

451.2606 Availability of filings to public. Sec. 606. (1) The administrator shall maintain, or designate a person to maintain, a register of all applications for registration of securities; registration statements; notice filings, applications for registration of broker-dealers, agents, investment advisers, and investment adviser representatives; notice filings by federal covered investment advisers that are or have […]