Section 409.813 – Principals, agents, joint and several liability — when.
Effective – 28 Aug 1985 409.813. Principals, agents, joint and several liability — when. — 1. The act, omission, or failure of any official, agent, or other person acting for any individual, association, partnership, corporation, or trust within the scope of his employment or office shall be deemed the act, omission, or failure of such […]
Section 409.816 – Applicability of other laws.
Effective – 28 Aug 1985 409.816. Applicability of other laws. — Nothing in sections 409.800 to 409.863 shall impair, derogate or otherwise affect the authority or powers of the commissioner under this chapter or the application of any provision of this chapter to any person or transaction subject thereto. ——– (L. 1985 H.B. 409 & […]
Section 409.818 – Intent of law.
Effective – 28 Aug 1985 409.818. Intent of law. — Sections 409.800 to 409.863 may be construed and implemented to effectuate their general purpose to protect investors, to prevent and prosecute illegal and fraudulent schemes involving commodities and to maximize coordination with federal and other states’ law and the administration and enforcement thereof. ——– (L. […]
Section 409.820 – Investigations by commissioner, subpoena powers — judicial enforcement.
Effective – 28 Aug 1985 409.820. Investigations by commissioner, subpoena powers — judicial enforcement. — 1. The commissioner may make investigations, within or without this state, as he finds necessary or appropriate to: (1) Determine whether any person has violated, or is about to violate, any provision of sections 409.800 to 409.863 or any rule […]
Section 409.800 – Definitions.
Effective – 28 Aug 1985 409.800. Definitions. — As used in sections 409.800 to 409.863, the following terms shall mean: (1) “CFTC Rule”, any rule or order of the Commodity Futures Trading Commission; (2) “Board of trade”, any person or group of persons engaged in buying or selling any commodity or receiving the same for […]
Section 409.803 – Prohibited contracts — exemptions.
Effective – 28 Aug 1985 409.803. Prohibited contracts — exemptions. — 1. Except as otherwise provided in subdivision (1) of subsection 1 of section 409.806, no person shall offer to enter into, enter into, or confirm the execution of, any transaction for the delivery of any commodity under a commodity contract commonly known as a […]