Section 409.1-103 – References to federal statutes.
Effective – 01 Sep 2003 409.1-103. References to federal statutes. — “Securities Act of 1933” (15 U.S.C. Section 77a et seq.), “Securities Exchange Act of 1934” (15 U.S.C. Section 78a et seq.), “Public Utility Holding Company Act of 1935” (15 U.S.C. Section 79 et seq.), “Investment Company Act of 1940” (15 U.S.C. Section 80a-1 et […]
Section 409.1-104 – References to federal agencies.
Effective – 01 Sep 2003 409.1-104. References to federal agencies. — A reference in this act to an agency or department of the United States is also a reference to a successor agency or department. ——– (L. 2003 H.B. 380) Effective 9-01-03
Section 409.1-105 – Electronic records and signatures.
Effective – 01 Sep 2003 409.1-105. Electronic records and signatures. — This act modifies, limits, and supersedes the federal Electronic Signatures in Global and National Commerce Act, but does not modify, limit, or supersede Section 101(c) of that act (15 U.S.C. Section 7001(c)) or authorize electronic delivery of any of the notices described in Section […]
Section 409.1-101 – Short title.
Effective – 01 Sep 2003 409.1-101. Short title. — Sections 409.1-101 to 409.7-703 may be cited as the “Missouri Securities Act of 2003” and in this chapter as this act. ——– (L. 2003 H.B. 380) Effective 9-01-03
Section 409.1-102 – Definitions.
Effective – 01 Sep 2003 409.1-102. Definitions. — In this act, unless the context otherwise requires: (1) “Agent” means an individual, other than a broker-dealer, who represents a broker-dealer in effecting or attempting to effect purchases or sales of securities or represents an issuer in effecting or attempting to effect purchases or sales of the […]