Section 411.050 – Bond of director.
Effective – 28 Aug 1980 411.050. Bond of director. — The director shall also execute a bond to the people of the state of Missouri in the penal sum of twenty thousand dollars, with corporate surety to be approved in the same manner as bonds of other appointed officers, conditioned that he will pay all […]
Section 411.061 – Director not to deal in grain, exception.
Effective – 28 Aug 1977 411.061. Director not to deal in grain, exception. — The director shall not, directly or indirectly, be interested in buying or selling grain, either on his own account or for others or in handling or storing grain as a public warehouseman or on private account, during his term of office; […]
Section 409.6-610 – Jurisdiction.
Effective – 01 Sep 2003 409.6-610. Jurisdiction. — (a) Sections 409.3-301, 409.3-302, 409.4-401(a), 409.4-402(a), 409.4-403(a), 409.4-404(a), 409.5-501, 409.5-506, 409.5-509, and 409.5-510 do not apply to a person that sells or offers to sell a security unless the offer to sell or the sale is made in this state or the offer to purchase or the […]
Section 409.6-611 – Service of process.
Effective – 01 Sep 2003 409.6-611. Service of process. — (a) A consent to service of process complying with section 409.6-611 required by this act must be signed and filed in the form required by a rule or order under this act. A consent appointing the commissioner the person’s agent for service of process in […]
Section 409.6-612 – Severability clause.
Effective – 01 Sep 2003 409.6-612. Severability clause. — If any provision of this act or its application to any person or circumstances is held invalid, the invalidity does not affect other provisions or applications of this act that can be given effect without the invalid provision or application, and to this end the provisions […]
Section 409.7-701 – Effective date.
Effective – 01 Sep 2003 409.7-701. Effective date. — This act takes effect on September 1, 2003. ——– (L. 2003 H.B. 380) Effective 9-01-03
Section 409.7-702 – Repeals.
Effective – 01 Sep 2003 409.7-702. Repeals. — The following act is repealed: Missouri Securities Act of 1956, as amended, RSMo 2002. ——– (L. 2003 H.B. 380) Effective 9-01-03
Section 409.6-605 – Rules, forms, orders, interpretive opinions, and hearings.
Effective – 01 Sep 2003 409.6-605. Rules, forms, orders, interpretive opinions, and hearings. — (a) The commissioner may: (1) Issue forms and orders and, after notice and comment, may adopt and amend rules necessary or appropriate to carry out this act and may repeal rules, including rules and forms governing registration statements, applications, notice filings, […]
Section 409.6-606 – Administrative files and opinions.
Effective – 01 Sep 2003 409.6-606. Administrative files and opinions. — (a) The commissioner shall maintain, or designate a person to maintain, a register of applications for registration of securities; registration statements; notice filings; applications for registration of broker-dealers, agents, investment advisers, and investment adviser representatives; notice filings by federal covered investment advisers that are […]
Section 409.6-607 – Public records; confidentiality.
Effective – 01 Sep 2003 409.6-607. Public records; confidentiality. — (a) Except as otherwise provided in subsection (b), records obtained by the commissioner or filed under this act, including a record contained in or filed with a registration statement, application, notice filing, or report, are public records and are available for public examination. (b) The […]