Section 409.838 – Service of process, appointment of commissioner as agent for service.
Effective – 28 Aug 1985 409.838. Service of process, appointment of commissioner as agent for service. — 1. Every applicant for registration under sections 409.800 to 409.863 shall file with the commissioner, in such form as he by rule prescribes, an irrevocable consent appointing the commissioner, or his successor in office, to be his attorney […]
Section 409.840 – Application of sections 409.803, 409.808, 409.810, offers to sell, buy — where deemed made.
Effective – 28 Aug 1985 409.840. Application of sections 409.803, 409.808, 409.810, offers to sell, buy — where deemed made. — 1. Sections 409.803, 409.808 and 409.810 apply to persons who: (1) Sell or offer to sell when: (a) An offer to sell is made in this state; or (b) An offer to buy is […]
Section 409.806 – Exempt transaction — rules, generally, this chapter, procedure.
Effective – 28 Aug 1995 409.806. Exempt transaction — rules, generally, this chapter, procedure. — 1. The provisions of section 409.803 shall not apply to the following: (1) A transaction within the exclusive jurisdiction of the Commodity Futures Trading Commission as granted under the Commodity Exchange Act; (2) A commodity contract for the purchase of […]
Section 409.808 – Commodity merchants — license required, boards of trade — designation required.
Effective – 28 Aug 1985 409.808. Commodity merchants — license required, boards of trade — designation required. — 1. No person shall engage in a trade or business or otherwise act as a commodity merchant unless such person is registered or temporarily licensed with the Commodity Futures Trading Commission for each activity constituting such person […]
Section 409.810 – Prohibited acts.
Effective – 28 Aug 1985 409.810. Prohibited acts. — No person shall, directly or indirectly: (1) Cheat or defraud, attempt to cheat or defraud, or employ any device, scheme or artifice to cheat or defraud, any other person; (2) Make any false report, enter any false record, or make any untrue statement of a material […]
Section 409.813 – Principals, agents, joint and several liability — when.
Effective – 28 Aug 1985 409.813. Principals, agents, joint and several liability — when. — 1. The act, omission, or failure of any official, agent, or other person acting for any individual, association, partnership, corporation, or trust within the scope of his employment or office shall be deemed the act, omission, or failure of such […]
Section 409.816 – Applicability of other laws.
Effective – 28 Aug 1985 409.816. Applicability of other laws. — Nothing in sections 409.800 to 409.863 shall impair, derogate or otherwise affect the authority or powers of the commissioner under this chapter or the application of any provision of this chapter to any person or transaction subject thereto. ——– (L. 1985 H.B. 409 & […]
Section 409.818 – Intent of law.
Effective – 28 Aug 1985 409.818. Intent of law. — Sections 409.800 to 409.863 may be construed and implemented to effectuate their general purpose to protect investors, to prevent and prosecute illegal and fraudulent schemes involving commodities and to maximize coordination with federal and other states’ law and the administration and enforcement thereof. ——– (L. […]
Section 409.820 – Investigations by commissioner, subpoena powers — judicial enforcement.
Effective – 28 Aug 1985 409.820. Investigations by commissioner, subpoena powers — judicial enforcement. — 1. The commissioner may make investigations, within or without this state, as he finds necessary or appropriate to: (1) Determine whether any person has violated, or is about to violate, any provision of sections 409.800 to 409.863 or any rule […]
Section 409.823 – Violations — powers of commissioner.
Effective – 28 Aug 1985 409.823. Violations — powers of commissioner. — 1. If the commissioner believes, whether or not based upon an investigation conducted under section 409.820, that any person has engaged or is about to engage in any act or practice constituting a violation of any provision of sections 409.800 to 409.863 or […]