Section 409.556 – Construction of statutes.
Effective – 28 Aug 1986 409.556. Construction of statutes. — In the event any provision or application of sections 409.500 to 409.566 is held illegal or invalid for any reason, such holding shall not affect the legality or validity of any other provision or application thereof. ——– (L. 1986 H.B. 1667)
Section 409.561 – Additional requirements, when applicable.
Effective – 28 Aug 1986 409.561. Additional requirements, when applicable. — If the takeover bid is not subject to the requirements of section 14(d) of the Securities Exchange Act of 1934, 15 U.S.C. 78n(d), the following additional requirements shall apply to the takeover bid: (1) The takeover bid shall be made on the same terms […]
Section 409.107 – Investment firms, legal firms, other persons shall not be involved with issuance of bonds, when.
Effective – 28 Aug 2007 409.107. Investment firms, legal firms, other persons shall not be involved with issuance of bonds, when. — No investment firm, legal firm offering bond counsel services, or any persons having an interest in any such firms shall be involved in the issuance of bonds authorized by an election in which […]
Section 409.108 – Tampering with securities documents or impeding investigations prohibited.
Effective – 28 Aug 2004 409.108. Tampering with securities documents or impeding investigations prohibited. — It is unlawful for any person, in any investigation or other proceeding under this chapter, to alter, destroy, mutilate, conceal, make a false entry in, or by any means falsify, remove from any place or withhold any record, document, or […]
Section 409.109 – Penalty.
Effective – 28 Aug 2004 409.109. Penalty. — A person who willfully violates section 409.108 shall upon conviction be fined not more than five hundred thousand dollars or imprisoned not more than ten years, or both. The proper prosecuting attorney with or without a criminal reference from the commissioner, or the attorney general under section […]
Section 409.111 – Commissioner of securities may investigate violations.
Effective – 28 Aug 2004 409.111. Commissioner of securities may investigate violations. — The commissioner of securities may conduct pursuant to the authorization of section 409.6-602 such investigations as the commissioner considers necessary to determine whether a person has violated, is violating, or is about to violate any provision of sections 409.108 to 409.114 or […]
Section 409.112 – Commissioner of securities may seek relief for violations, when.
Effective – 28 Aug 2004 409.112. Commissioner of securities may seek relief for violations, when. — If the commissioner believes that a person has engaged, is engaging, or is about to engage in an act, practice, or course of business constituting a violation of sections 409.108 to 409.114, or any order, rule or regulation issued […]
Section 409.113 – Commissioner of securities may issue orders, when.
Effective – 28 Aug 2004 409.113. Commissioner of securities may issue orders, when. — If the commissioner determines that a person has engaged, is engaging, or is about to engage in an act, practice, or course of business constituting a violation of sections 409.108 to 409.114, or any order, rule or regulation issued pursuant thereto […]
Section 409.114 – Duties and powers of commissioner of securities.
Effective – 28 Aug 2004 409.114. Duties and powers of commissioner of securities. — Sections 409.108 to 409.114 shall be administered by the commissioner of securities. The commissioner of securities is hereby empowered to promulgate, alter, amend or revoke rules and regulations pursuant to section 409.6-605 as necessary to carry out the purposes of sections […]
Section 409.500 – Short title.
Effective – 28 Aug 1986 409.500. Short title. — Sections 409.500 to 409.566 may be cited as the “Missouri Takeover Bid Disclosure Act”. ——– (L. 1978 S.B. 820 § 1, A.L. 1986 H.B. 1667)