32-11-401. Investigations — powers — failure to comply or testify. (1) The department may investigate any matter, upon complaint or otherwise, if it appears that a person has engaged or offered to engage in any act or practice that is in violation of any provision of this chapter or any rule adopted or order issued by […]
32-11-402. Injunction — appointment of receiver. (1) If in the opinion of the department a person is using, has used, or is about to use any method, act, or practice that violates any provision of this chapter or any rule adopted or order issued by the department pursuant to this chapter, the department, upon determining that […]
32-11-403. Cease and desist orders. (1) If it appears to the department that a person is engaged in or is about to engage in any act or practice constituting a violation of any provision of this chapter or any rule adopted or order issued by the department pursuant to this chapter, the department may issue an […]
32-11-404. Penalties — license suspension and revocation — restitution. (1) If, after providing a 10-day written notice that includes a statement of alleged violations and a notice of an opportunity for a hearing as provided in Title 2, chapter 4, the department finds that any licensee or unlicensed person or any officer, director, partner, trustee, employee, […]
32-11-405. Removal and suspension orders for certain acts. (1) The department may issue an order removing a subject person of a licensee from office with the licensee and prohibiting the subject person from further participation in any manner in the conduct of the business of the licensee if the department determines after notice and an opportunity […]
32-11-406. Removal and suspension orders in cases of indictment or conviction. (1) If the department determines that a subject person of a licensee has been indicted by a grand jury or has been bound over for trial by a court for a crime involving dishonesty or breach of trust and that the continuation of the person […]
32-11-407. Hearings on orders — recision and modification. (1) Within 30 days after an order is issued under 32-11-405(3) or 32-11-406, the licensee or subject person of a licensee to whom the order is directed may file with the department an application for a hearing on the order. (2) After the hearing, the department shall affirm, modify, […]
32-11-408 through 32-11-410 reserved.
32-11-411. Disclosure to shareholders. If the department determines that the results of a department communication or order addressed to the licensee or to a subject person of the licensee should be disclosed to the licensee’s shareholders, the department may require the licensee to make the disclosure in the form and manner determined by the department. History: En. […]
32-11-412. Orders restricting additional financing assistance. (1) The department may issue an order directing a licensee to refrain from providing additional financing assistance to businesses if, in the opinion of the department, the order is necessary to protect the interests of the licensee or the public and if, after notice and an opportunity for a hearing, […]
32-11-413. Taking possession of licensee. (1) If the department finds that a factor in 32-11-412 is true with respect to a licensee and that it is necessary for the protection of the interests of the licensee or of the public, the department may take immediate possession of the property and business of the licensee and appoint […]
32-11-414. Appeals. A final order of an administrative proceeding under 32-11-403 through 32-11-406, 32-11-412, or 32-11-413 may be appealed to the district court. History: En. Sec. 51, Ch. 411, L. 2007.
