NRS 645H.670 – Authority of Administrator to conduct certain investigations; authority of Division to take certain disciplinary actions.

1. The Administrator may investigate the actions of any asset management company or asset manager or any person who acts in any such capacity within this State. 2. The provisions of this chapter do not limit the authority of the Division to take disciplinary action against a registered asset management company or permit holder for […]

NRS 645H.680 – Hearing officers.

In any proceeding pursuant to this chapter, the Administrator may appoint hearing officers from the Department of Business and Industry who shall act as his or her agents and conduct any hearing or investigation which may be conducted by the Administrator pursuant to the provisions of this chapter. (Added to NRS by 2011, 2831)

NRS 645H.690 – Service of process: Irrevocable consent; effect of failure to file consent; method; use; effect on continuances.

1. An applicant for a certificate of registration pursuant to NRS 645H.480 or a permit pursuant to NRS 645H.530 shall file with the Division, on a form prescribed by a regulation adopted by the Division, an irrevocable consent appointing the Administrator as his or her agent for service of process in a noncriminal proceeding against […]

NRS 645H.700 – Authorized disciplinary action; grounds; maintenance of log of certain complaints; orders imposing discipline deemed public records.

1. The Division may require an asset management company or asset manager to pay an administrative fine of not more than $10,000 for each violation he or she commits or suspend, revoke, deny the renewal of or place conditions upon his or her certificate of registration or permit, or impose any combination of those actions, […]

NRS 645H.705 – Administrative fine for engaging in certain conduct without certificate of registration, permit or other authorization; procedure for imposition of fine; judicial review; exceptions.

1. In addition to any other remedy or penalty, the Division may impose an administrative fine against any person who knowingly: (a) Engages or offers to engage in any activity for which a certificate of registration or permit or any other authorization is required pursuant to this chapter, or any regulation adopted pursuant thereto, if […]

NRS 645H.710 – Disciplinary or other action for failure to pay money owed to Division.

In addition to any other remedy or penalty, the Division may: 1. Refuse to issue a certificate of registration or permit to a person who has failed to pay any money which the person owes to the Division. 2. Refuse to renew, or suspend or revoke, the certificate of registration or permit of a person […]

NRS 645H.720 – Suspension of certificate of registration or permit for failure to pay child support or comply with certain subpoenas or warrants; reinstatement of certificate of registration or permit. [Effective until 2 years after the date of the repeal of 42 U.S.C. § 666, the federal law requiring each state to establish procedures for withholding, suspending and restricting the professional, occupational and recreational licenses for child support arrearages and for noncompliance with certain processes relating to paternity or child support proceedings.]

1. If the Division receives a copy of a court order issued pursuant to NRS 425.540 that provides for the suspension of all professional, occupational and recreational licenses, certificates and permits issued to a holder of a certificate of registration or permit, the Division shall deem the certificate of registration or permit to be suspended […]

NRS 645H.730 – Knowledge of associate or employer of violation by asset management company or asset manager; penalties.

1. Any unlawful act or violation of any of the provisions of this chapter by any asset management company or asset manager is not cause to suspend, revoke or deny the renewal of the certificate of registration or permit of an asset management company or asset manager associated with an asset management company or asset […]

NRS 645H.740 – Expiration, revocation or surrender of certificate of registration or permit does not prohibit disciplinary action against holder of certificate of registration or permit.

The expiration or revocation of a certificate of registration or permit by operation of law or by order or decision of the Division or a court of competent jurisdiction or the voluntary surrender of a certificate of registration or a permit by an asset management company or asset manager does not: 1. Prohibit the Administrator […]

NRS 645H.750 – Duty to report certain convictions and pleas to Division.

1. An asset management company that is a natural person or an asset manager shall notify the Division in writing if he or she is convicted of, or enters a plea of guilty, guilty but mentally ill or nolo contendere to, a felony or any offense involving moral turpitude. 2. An asset management company that […]