GENERAL PROVISIONS

LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES, INVESTMENT ADVISERS, REPRESENTATIVES OF INVESTMENT ADVISERS AND TRANSFER AGENTS

REGISTRATION OF SECURITIES EXCHANGES

REGISTRATION OF SECURITIES

EXEMPTIONS FROM REGISTRATION

FRAUDULENT AND OTHER PROHIBITED PRACTICES

EXPLOITATION OF OLDER PERSONS OR VULNERABLE PERSONS

ENFORCEMENT AND CIVIL LIABILITY

ADMINISTRATION

MISCELLANEOUS PROVISIONS