402-A:1 Filing Reports. – Every person who, on December 31, 1965, is directly or indirectly the beneficial owner of more than 10 percent of any class of equity security of a domestic stock insurance company, or who is a director or an officer of such company, and every person who becomes such a beneficial […]
402-A:2 Suit to Recover Profits. – For the purpose of preventing the unfair use of information which may have been obtained by such beneficial owner, director, or officer by reason of his relationship to such company, any profit realized by him from any purchase and sale, or any sale and purchase, of any equity […]
402-A:3 Prohibited Sales. – It is unlawful for any such beneficial owner, director, or officer, directly or indirectly, to sell any equity security of such company if the person selling the security or his principal (a) does not own the security sold, or (b) if owning the security, does not deliver it against such […]
402-A:4 Sales by Dealers. – The provisions of RSA 402-A:2 do not apply to any purchase and sale, or sale and purchase, and the provisions of RSA 402-A:3 do not apply to any sale, of an equity security of a domestic stock insurance company not then or theretofore held by him in an investment […]
402-A:5 Arbitrage Transactions. – The provisions of RSA 402-A:1, 2 and 3 do not apply to foreign or domestic arbitrage transactions unless made in contravention of such rules and regulations as the commissioner may adopt in order to carry out the purposes of this chapter. Source. 1965, 131:1, eff. Aug. 1, 1965.
402-A:6 Equity Security. – The term "equity security" when used in this chapter means any stock or similar security; or any security convertible, with or without consideration, into such a security or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any other […]
402-A:7 Exemptions. – The provisions of RSA 402-A:1, 2 and 3 do not apply to equity securities of a domestic stock insurance company if (a) such securities shall be registered, or shall be required to be registered, pursuant to section 12 of the Securities Exchange Act of 1934, as amended, or if (b) such […]
402-A:8 Regulations on Insider Trading. – The commissioner has the power to make such reasonable rules and regulations as may be necessary for the execution of the functions vested in him by RSA 402-A:1-7, and may for such purpose classify domestic stock insurance companies, securities, and other persons or matters within his jurisdiction. No […]
402-A:9 Regulations on Solicitation of Proxies. – The insurance commissioner has the power to make reasonable rules and regulations concerning the solicitation by mail, or otherwise, of any proxy, consent, or authorization in respect of any stock of any domestic stock insurance company. Source. 1965, 131:1, eff. Aug. 1, 1965.
