Section 421-B:6-612 – Severability Clause.
421-B:6-612 Severability Clause. – If any provision of this chapter or its application to any person or circumstances is held invalid, the invalidity does not affect other provisions or applications of this chapter that can be given effect without the invalid provision or application, and to this end the provisions of this chapter are […]
Section 421-B:6-613 – Hearing Procedures.
421-B:6-613 Hearing Procedures. – (a) Notwithstanding any other law to the contrary, all adjudicatory proceedings pursuant to this chapter shall be conducted by the secretary of state or by a presiding officer appointed by the secretary of state. All hearings conducted pursuant to this chapter shall be governed by the provisions of this section […]
Section 421-B:6-614 – Fees.
421-B:6-614 Fees. – (a) Initial fees and fees for amendments shall be as follows: (1) Non-refundable registration fee for offers and sales of each class of open end mutual funds required to register under RSA 421-B:301 $ 1,000 (2) Registration fee prior to offers or sales of securities in this state 2/10 of one […]
Section 421-B:7-701 – Application of Act to Existing Proceeding and Existing Rights and Duties.
421-B:7-701 Application of Act to Existing Proceeding and Existing Rights and Duties. – (a) Applicability of predecessor act to pending proceedings and existing rights. The predecessor act exclusively governs all actions or proceedings that are pending on the effective date of this chapter or may be instituted on the basis of conduct occurring before […]
Section 421-B:6-610 – Jurisdiction.
421-B:6-610 Jurisdiction. – (a) Sales and offers to sell. RSA 421-B:3-301, RSA 421-B:3-302, RSA 421-B:4-401(a), RSA 421-B:4-402(a), RSA 421-B:4-403(a), RSA 421-B:4-404(a), RSA 421-B:5-501, RSA 421-B:5-506, RSA 421-B:5-509, and RSA 421-B:5-510 apply to a person that sells or offers to sell a security if the offer to sell or the sale is made in this […]
Section 421-B:6-611 – Service of Process.
421-B:6-611 Service of Process. – (a) Signed consent to service of process. A consent to service of process required by this chapter must be signed and filed in the form required by the secretary of state. A consent appointing the secretary of state the person’s agent for service of process in a noncriminal action […]
Section 421-B:5-510 – Rescission Offers.
421-B:5-510 Rescission Offers. – A purchaser or seller of a security, or a recipient of investment advice may not maintain an action under RSA 421-B:5-509 if: (1) The purchaser or seller of a security, or recipient of investment advice receives in a record, before the action is instituted: (A) an offer stating the respect […]
Section 421-B:6-601 – Administration of Chapter.
421-B:6-601 Administration of Chapter. – (a) Administration. The secretary of state shall administer this chapter. The secretary of state may appoint deputy secretaries of state or designees who shall serve as director and who may be classified or unclassified employees whose salary shall be that of or comparable to that of a deputy secretary […]
Section 421-B:6-602 – Investigations and Subpoenas.
421-B:6-602 Investigations and Subpoenas. – (a) Authority to investigate. The secretary of state may: (1) conduct public or private investigations within or outside of this state that the secretary of state considers necessary or appropriate to determine whether any person has violated, is violating, or is about to violate this chapter or an order […]
Section 421-B:6-603 – Civil Enforcement.
421-B:6-603 Civil Enforcement. – (a) Civil action instituted by attorney general or secretary of state. If it appears to the attorney general or secretary of state that a person has engaged, is engaging, or is about to engage in an act, practice, or course of business constituting a violation of this chapter or an […]