Section 421-B:6-610 – Jurisdiction.
421-B:6-610 Jurisdiction. – (a) Sales and offers to sell. RSA 421-B:3-301, RSA 421-B:3-302, RSA 421-B:4-401(a), RSA 421-B:4-402(a), RSA 421-B:4-403(a), RSA 421-B:4-404(a), RSA 421-B:5-501, RSA 421-B:5-506, RSA 421-B:5-509, and RSA 421-B:5-510 apply to a person that sells or offers to sell a security if the offer to sell or the sale is made in this […]
Section 421-B:6-611 – Service of Process.
421-B:6-611 Service of Process. – (a) Signed consent to service of process. A consent to service of process required by this chapter must be signed and filed in the form required by the secretary of state. A consent appointing the secretary of state the person’s agent for service of process in a noncriminal action […]
Section 421-B:6-612 – Severability Clause.
421-B:6-612 Severability Clause. – If any provision of this chapter or its application to any person or circumstances is held invalid, the invalidity does not affect other provisions or applications of this chapter that can be given effect without the invalid provision or application, and to this end the provisions of this chapter are […]
Section 421-B:6-613 – Hearing Procedures.
421-B:6-613 Hearing Procedures. – (a) Notwithstanding any other law to the contrary, all adjudicatory proceedings pursuant to this chapter shall be conducted by the secretary of state or by a presiding officer appointed by the secretary of state. All hearings conducted pursuant to this chapter shall be governed by the provisions of this section […]
Section 421-B:6-614 – Fees.
421-B:6-614 Fees. – (a) Initial fees and fees for amendments shall be as follows: (1) Non-refundable registration fee for offers and sales of each class of open end mutual funds required to register under RSA 421-B:301 $ 1,000 (2) Registration fee prior to offers or sales of securities in this state 2/10 of one […]
Section 421-B:7-701 – Application of Act to Existing Proceeding and Existing Rights and Duties.
421-B:7-701 Application of Act to Existing Proceeding and Existing Rights and Duties. – (a) Applicability of predecessor act to pending proceedings and existing rights. The predecessor act exclusively governs all actions or proceedings that are pending on the effective date of this chapter or may be instituted on the basis of conduct occurring before […]
Section 421-B:6-605 – Orders, Interpretative Opinions, and Hearings.
421-B:6-605 Orders, Interpretative Opinions, and Hearings. – (a) Issuance and adoption of forms, orders, and rules. The secretary of state may by order, define terms, whether or not used in this chapter, when those definitions are not inconsistent with this chapter. (b) Findings and cooperation. All actions undertaken by the secretary of state pursuant […]
Section 421-B:6-606 – Administrative Files and Opinions.
421-B:6-606 Administrative Files and Opinions. – (a) Public register of filings. The secretary of state shall maintain a register of all applications for registration of securities; registration statements; notice filings, applications for registration of broker-dealers, agents, investment advisers, and investment adviser representatives; notice filings by federal covered investment advisers that are or have been […]
Section 421-B:6-607 – Public Records; Confidentiality.
421-B:6-607 Public Records; Confidentiality. – (a) Presumption of public records. Except as otherwise provided in subsection (b), records obtained by the secretary of state or filed under this chapter, including a record contained in or filed with any registration statement, application, notice filing, or report, are public records and are available for public examination. […]
Section 421-B:6-608 – Uniformity and Cooperation with Other Agencies.
421-B:6-608 Uniformity and Cooperation with Other Agencies. – (a) Interstate cooperation. The secretary of state and the secretary of state’s staff shall maintain close relations with the securities and corporate administrators of other states and shall actively participate in the activities and affairs of the North American Security Administrators Association and other organizations so […]