21.30.370 – Penalties in chapter nonexclusive.
RCW 21.30.370 Penalties in chapter nonexclusive. Nothing in this chapter limits the power of the state to punish a person for conduct which constitutes a crime by statute or at common law. [ 1986 c 14 § 38.]
21.30.380 – Administration of chapter under director of financial institutions.
RCW 21.30.380 Administration of chapter under director of financial institutions. The administration of this chapter shall be under the director of the department of financial institutions. [ 1994 c 92 § 6; 1986 c 14 § 39.]
21.30.390 – Administrator—Appointment—Delegation of duties—Term.
RCW 21.30.390 Administrator—Appointment—Delegation of duties—Term. The director shall appoint a competent person to administer this chapter, who shall be designated the administrator. The director shall delegate to the administrator such powers, subject to the authority of the director, as may be necessary to carry out this chapter. The administrator shall hold office at the pleasure […]
21.30.400 – Director’s powers and duties—Rules, forms, and orders—Fees.
RCW 21.30.400 Director’s powers and duties—Rules, forms, and orders—Fees. In addition to specific authority granted elsewhere in this chapter, the director may make, amend, and rescind rules, forms, and orders as are necessary to carry out this chapter. Such rules or forms shall include but need not be limited to rules defining any terms, whether […]
21.30.800 – Securities laws not affected.
RCW 21.30.800 Securities laws not affected. Nothing in this chapter shall impair, derogate from, or otherwise affect the authority or powers of the administrator under the securities act of Washington, chapter 21.20 RCW, or the application of any provision thereof to any person or transaction subject thereto. [ 1986 c 14 § 41.]
21.30.810 – Construction and purpose.
RCW 21.30.810 Construction and purpose. This chapter may be construed and implemented to effectuate its general purpose to protect investors, to prevent and prosecute illegal and fraudulent schemes involving commodities and to maximize coordination with federal and other states’ law and the administration and enforcement thereof. [ 1986 c 14 § 42.]
21.30.901 – Effective date—1986 c 14.
RCW 21.30.901 Effective date—1986 c 14. This act shall take effect on October 1, 1986. [ 1986 c 14 § 46.]
21.30.360 – Violations—Prosecuting attorney may bring criminal proceedings.
RCW 21.30.360 Violations—Prosecuting attorney may bring criminal proceedings. The director may refer such evidence as may be available concerning violations of this chapter or of any rule or order under this chapter to the proper prosecuting attorney, who may in his or her discretion, with or without such a reference, institute the appropriate criminal proceedings […]
21.30.270 – Multiple licenses, when permitted.
RCW 21.30.270 Multiple licenses, when permitted. No person may at any one time act as a commodity sales representative for more than one commodity broker-dealer or one issuer, except (1) where the commodity broker-dealers for whom the commodity sales representative will act are affiliated by direct or indirect common control, a commodity sales representative may […]
21.30.280 – Classification of licenses—Limitations and conditions of licenses.
RCW 21.30.280 Classification of licenses—Limitations and conditions of licenses. If the administrator determines, by rule, that one or more classifications of licenses as a commodity broker-dealer or commodity sales representative which are subject to limitations and conditions on the nature of the activities which may be conducted by those persons are consistent with the public […]