21.30.800 – Securities laws not affected.
RCW 21.30.800 Securities laws not affected. Nothing in this chapter shall impair, derogate from, or otherwise affect the authority or powers of the administrator under the securities act of Washington, chapter 21.20 RCW, or the application of any provision thereof to any person or transaction subject thereto. [ 1986 c 14 § 41.]
21.30.810 – Construction and purpose.
RCW 21.30.810 Construction and purpose. This chapter may be construed and implemented to effectuate its general purpose to protect investors, to prevent and prosecute illegal and fraudulent schemes involving commodities and to maximize coordination with federal and other states’ law and the administration and enforcement thereof. [ 1986 c 14 § 42.]
21.30.901 – Effective date—1986 c 14.
RCW 21.30.901 Effective date—1986 c 14. This act shall take effect on October 1, 1986. [ 1986 c 14 § 46.]
21.35.005 – Definitions.
RCW 21.35.005 Definitions. Unless the context clearly requires otherwise, the definitions in this section apply throughout this chapter. (1) “Beneficiary form” means a registration of a security that indicates the present owner of the security and the intention of the owner regarding the person who will become the owner of the security upon the death […]
21.35.010 – Security registered in beneficiary form—Ownership.
RCW 21.35.010 Security registered in beneficiary form—Ownership. Only individuals whose registration of a security shows sole ownership by one individual or multiple ownership by two or more with right of survivorship, rather than as tenants in common, may obtain registration in beneficiary form. Multiple owners of a security registered in beneficiary form shall hold the […]
21.35.015 – Registering a security in beneficiary form—Authorization.
RCW 21.35.015 Registering a security in beneficiary form—Authorization. A registering entity may register a security in beneficiary form if the form is authorized by this chapter or a substantially identical statute of another state if the state is: (1) The state of organization of the issuer or registering entity, (2) the location of the registering […]
21.30.370 – Penalties in chapter nonexclusive.
RCW 21.30.370 Penalties in chapter nonexclusive. Nothing in this chapter limits the power of the state to punish a person for conduct which constitutes a crime by statute or at common law. [ 1986 c 14 § 38.]
21.30.380 – Administration of chapter under director of financial institutions.
RCW 21.30.380 Administration of chapter under director of financial institutions. The administration of this chapter shall be under the director of the department of financial institutions. [ 1994 c 92 § 6; 1986 c 14 § 39.]
21.30.390 – Administrator—Appointment—Delegation of duties—Term.
RCW 21.30.390 Administrator—Appointment—Delegation of duties—Term. The director shall appoint a competent person to administer this chapter, who shall be designated the administrator. The director shall delegate to the administrator such powers, subject to the authority of the director, as may be necessary to carry out this chapter. The administrator shall hold office at the pleasure […]
21.30.400 – Director’s powers and duties—Rules, forms, and orders—Fees.
RCW 21.30.400 Director’s powers and duties—Rules, forms, and orders—Fees. In addition to specific authority granted elsewhere in this chapter, the director may make, amend, and rescind rules, forms, and orders as are necessary to carry out this chapter. Such rules or forms shall include but need not be limited to rules defining any terms, whether […]