Section 302 – Examination.
70D-3-302. Examination. (1) Before an individual may be licensed under this chapter, the individual shall pass a written examination that: (a) meets the requirements of 12 U.S.C. Sec. 5104(d); (b) is developed by the nationwide database; and (c) is administered by an approved examination provider. (2) The commissioner shall make rules made in accordance with […]
Section 303 – Continuing education.
70D-3-303. Continuing education. (1) A licensee shall annually complete at least the number of hours of continuing education required by rule made by the commissioner. (2) (a) The commissioner shall make the rules described in Subsection (1): (i) in accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act; and (ii) subject to the requirements […]
Section 401 – Record requirements — Reports of condition.
70D-3-401. Record requirements — Reports of condition. (1) An individual required to be licensed under this chapter shall create a record required by rule made by the commissioner in accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act. (2) An individual required to be licensed under this chapter shall maintain and produce for inspection […]
Section 103 – General powers and duties of commissioner.
70D-3-103. General powers and duties of commissioner. Subject to this chapter: (1) In accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act, the commissioner may make rules authorized by this chapter, including: (a) providing for an interim procedure for: (i) licensing; and (ii) acceptance of an application; and (b) coordination between filings required under […]