44-2031. Jurisdiction and venue of offenses and actions; joinder of spouse A. The superior court in this state shall have jurisdiction over violations of this chapter, the rules and orders of the commission under this chapter and all actions brought to enforce any liability or duty created under this chapter, except actions or proceedings brought […]
44-2032. Cease and desist orders; civil penalty; injunctions; civil restitution; prosecutions for violations If it appears to the commission, either on complaint or otherwise, that any person has engaged in, is engaging in or is about to engage in any act, practice or transaction that constitutes a violation of this chapter, or any rule or […]
44-2033. Burden of proof of exemptions In any action, civil or criminal, when a defense is based upon any exemption provided for in this chapter, the burden of proving the existence of the exemption shall be upon the party raising the defense, and it shall not be necessary to negative the exemption in any petition, […]
44-2034. Evidence of registration or notice filing; lack of registration or notice filing A certificate signed by the chairman or a member of the commission or by the director and under seal of the commission showing that a notice filing has or has not been filed pursuant to article 4 of this chapter or chapter […]
44-2035. Evidence of record of proceedings A certificate signed by the chairman or any member of the commission or by the director, and under seal of the commission, in regard to the record of any proceeding under this chapter for denial, revocation or suspension of the registration of securities or the registration of any dealer […]
44-2036. Administrative penalty A. A person who, in an administrative action, is found to have violated any provision of this chapter or any rule or order of the commission may be assessed an administrative penalty by the commission, after a hearing, in an amount of not to exceed five thousand dollars for each violation. B. […]
44-2037. Civil penalties A. A person who, in a civil proceeding, is found to have violated any provision of this chapter or any rule or order of the commission shall pay a civil penalty in an amount of not to exceed five thousand dollars for each violation. B. The commission, or the attorney general at […]
44-2038. Costs recoverable In an action brought under the provisions of this article, the commission or the attorney general is entitled to recover costs, which in the discretion of the court may include an amount representing reasonable attorney fees and investigative expenses for the services rendered, for the use of this state.
44-2039. Securities regulatory and enforcement fund; purpose A. The securities regulatory and enforcement fund is established and shall be administered by the commission under the conditions and for the purposes provided by this section. Monies in the fund are exempt from the provisions of section 35-190 relating to lapsing. B. Fees collected pursuant to section […]
44-2040. Violation; classification A person who knowingly violates any provision of this chapter or any rule, regulation or order of the commission thereunder for which a penalty is not provided is guilty of a class 1 misdemeanor.
44-2041. Continuance of prior law for certain purposes A. All laws which were repealed by Laws 1951, chapter 18, section 25, shall remain in force for the prosecution and punishment of any person who, prior to June 17, 1951, committed an offense contrary to the provisions of any law in force at the time the […]
44-2042. Confidentiality A. The names of complainants and all information or documents obtained by any officer, employee or agent of the commission, including the shorthand reporter or stenographer transcribing the reporter’s notes, in the course of any examination or investigation are confidential unless the names, information or documents are made a matter of public record. […]
