44-1821. General rule-making power of commission; delegation of authority; limitation A. The commission may from time to time make, amend and rescind rules and regulations reasonably necessary to carry out the provisions of this chapter. B. The commission may from time to time in its discretion delegate such authority to the director of securities as […]
44-1822. Investigations The commission, the director or other agent or agents designated by the commission may make such public or private investigations within or outside of this state as the commission deems necessary to determine whether any person has violated or is about to violate any provisions of this chapter or any rule or order […]
44-1823. Power to require testimony and production of records; order of nondisclosure A. For the purpose of investigations or hearings which, in the opinion of the commission, are necessary and proper for the enforcement of this chapter, any member of the commission, the director or any officer or officers designated by the commission may administer […]
44-1824. Dealer examination assessment; foreign examination cost; payment A. The commission shall assess a charge at the rate of two hundred dollars a day for each examiner employed in examining a dealer. For a dealer maintaining an office outside this state, in addition to the examination assessment, the commission shall make an assessment equal to […]
44-1825. Contempt; penalty A. In case of contumacy or refusal to obey a subpoena or citation issued by the commission, any member of the commission, the director or any officer designated by the commission, the superior court in Maricopa county, on application by the commission, shall issue to the person an order requiring the person […]
44-1826. No-action requests A. The director may formally respond to written requests from interested persons for interpretative no-action letters that confirm that the division will not institute enforcement proceedings against certain specified persons for engaging in certain specified activities. B. A person shall submit a no-action request in writing and a nonrefundable filing fee pursuant […]
44-3131. General rule making power of commission; delegation of authority; limitation A. The commission may adopt rules pursuant to title 41, chapter 6 that are reasonably necessary to carry out the purposes of this chapter. B. The commission may delegate such authority to the director of securities as is convenient or necessary for the efficient […]
44-3132. Investigations The commission, the director or any other agent or agents designated by the commission may: 1. Make private or public investigations within or outside this state that the commission deems necessary to determine whether any person has violated or is about to violate this chapter or any rule or order adopted or issued […]
44-3133. Power to require testimony and production of records; order of nondisclosure A. For the purpose of investigations or hearings that, in the opinion of the commission, are necessary and proper for the enforcement of this chapter, any member of the commission, the director or any officer or officers designated by the commission may administer […]
44-3134. Contempt; penalty A. If a person refuses to obey a subpoena or citation issued by the commission, any member of the commission, the director or any officer designated by the commission, the superior court in Maricopa county, on application by the commission, shall issue to the person an order requiring that person to appear […]
44-3135. No-action letters The director may formally respond to written requests from interested persons for interpretative no-action letters as provided in section 44-1826.
