§ 44-3201 – Grounds for denial, revocation or suspension of license; administrative remedies

44-3201. Grounds for denial, revocation or suspension of license; administrative remedies A. After a hearing or notice and an opportunity for a hearing as provided in article 7 of this chapter, the commission may enter an order suspending for a period of not more than one year, denying or revoking the license of an investment […]

§ 44-3202 – Entry of order of denial, suspension or revocation

44-3202. Entry of order of denial, suspension or revocation A. If, after a hearing or notice and an opportunity for a hearing as provided in article 7 of this chapter, the commission finds grounds to deny, suspend or revoke the license of an investment adviser or investment adviser representative, the director shall enter an order […]