44-3211. Initiation of hearing; purpose of hearing The commission may order a hearing on its own initiative or at the written request of any interested person, either before or after licensure of an investment adviser or investment adviser representative: 1. For the purpose of administering or obtaining information necessary in the enforcement of this chapter […]
44-3212. Notice of an opportunity for a hearing; time of hearing A. Before entering an order denying, suspending or revoking the license of an investment adviser or investment adviser representative pursuant to article 6 of this chapter, the commission shall send to the investment adviser or investment adviser representative, and, if an investment adviser representative, […]
44-3213. Conduct of hearing A. Any hearing under this article may be held before the commission, a member of the commission, the director or any other authorized officer of the commission as the commission directs. B. Conduct of the hearing is governed by this section and by the rules of practice and procedure adopted by […]
44-3214. Rehearings The commission may institute or grant rehearings on application made within twenty calendar days after entry of an order or decision. Unless otherwise ordered, filing an application for rehearing does not stay the commission s decision or order. If the commission does not grant a rehearing within twenty calendar days, the application is […]
