§ 44-1891 – Registration by qualification
44-1891. Registration by qualification Securities required to be registered by qualification under this chapter before they may be sold in this state shall be registered as provided in this article.
§ 44-1892 – Documents required for application for registration by qualification; fee
44-1892. Documents required for application for registration by qualification; fee Application for registration of securities by qualification shall be made by the issuer of the securities by filing with the commission the following documents: 1. An application for registration of securities by qualification as provided by section 44-1893. 2. A prospectus as provided by section […]
§ 44-1893 – Application for registration of securities by qualification; contents; accompanying documents; signature and verification
44-1893. Application for registration of securities by qualification; contents; accompanying documents; signature and verification A. The application for registration of securities by qualification as required under sections 44-1892 and 44-1901 shall include the following, together with other information the commission prescribes: 1. Name and address of issuer, and address of issuer’s principal office in this […]
§ 44-1894 – Prospectus; contents; use of consolidated financial statements; amendment or supplement to prospectus required to show material change
44-1894. Prospectus; contents; use of consolidated financial statements; amendment or supplement to prospectus required to show material change A. Except as provided in section 44-1901, the prospectus required by section 44-1892 shall be filed with the application, and shall include the following, together with other information the commission requires: 1. The name and address of […]
§ 44-1895 – Preparation of required financial statements
44-1895. Preparation of required financial statements Financial statements required under this article for registration of securities by qualification shall be: 1. Prepared in conformity with generally accepted accounting principles. 2. Examined in accordance with generally accepted auditing standards. 3. If reporting is necessary, reported on by an independent certified public accountant.
§ 44-1896 – Substitution of prospectus filed under or complying with standards of form prescribed by or under securities act of 1933 for prospectus required by sections 44-1892 and 44-1894
44-1896. Substitution of prospectus filed under or complying with standards of form prescribed by or under securities act of 1933 for prospectus required by sections 44-1892 and 44-1894 A. If the securities being registered by qualification have been or are to be registered under the securities act of 1933, there may be filed in lieu […]
§ 44-1897 – Amendment or withdrawal of application, prospectus or other documents
44-1897. Amendment or withdrawal of application, prospectus or other documents In the absence of proceedings under section 44-1901 or article 8 of this chapter for denial, suspension or revocation of the registration of the securities, or with the consent of the commission after the institution of such proceedings, an applicant may at any time amend […]
§ 44-1898 – Registration in securities register of securities complying with requirements for registration by qualification; sale of registered securities authorized; delivery of prospectus to purchasers
44-1898. Registration in securities register of securities complying with requirements for registration by qualification; sale of registered securities authorized; delivery of prospectus to purchasers A. Except as provided in section 44-1901, the director shall within a reasonable time examine an application for registration of securities by qualification and all documents and exhibits filed therewith. When […]
§ 44-1899 – Renewal of registration by qualification
44-1899. Renewal of registration by qualification Registration by qualification under this article shall be effective for a period of one year and may be renewed for additional periods of one year by filing, by a date not later than fifteen days prior to expiration of the registration, of a prospectus meeting the requirements of section […]
§ 44-1900 – Registration of additional securities by qualification
44-1900. Registration of additional securities by qualification Additional amounts of securities registered by qualification under this article may with the consent of the commission be registered by payment of an additional registration fee, which shall be computed as provided in paragraph 3 of section 44-1892 as a separate fee for each additional amount registered.
§ 44-1901 – Registration of certain securities by qualification; definitions
44-1901. Registration of certain securities by qualification; definitions A. Subject to the limitations provided in subsections G and I of this section, securities shall be registered by qualification at the time prescribed in subsection K of this section if the requirements of subsections B, E and F of this section are met. B. To be […]
§ 44-1902 – Power of the commission to register certain securities by uniform limited offering registration
44-1902. Power of the commission to register certain securities by uniform limited offering registration A. In accordance with rules adopted by the commission, the commission may register under this article certain securities in an aggregate amount not exceeding five million dollars in any twelve month period. B. The rules adopted by the commission pursuant to […]