§ 44-3101 – Definitions

44-3101. Definitions In this chapter, unless the context otherwise requires: 1. " Closed-end company" means any management company other than an open-end company or unit investment trust. 2. " Depository institution" means a bank, savings and loan association or trust company whose business is supervised and regulated by an agency of this state or the […]

§ 44-3102 – Interpretations by commission

44-3102. Interpretations by commission In interpreting the definitions prescribed in section 44-3101 and other terms and phrases used in this chapter, the commission may refer to identical terms or phrases in the investment advisers act of 1940 and investment company act of 1940 including regulations or interpretive releases promulgated under those acts and chapter 12 […]