It is unlawful for any person, in connection with the offer, sale, or purchase of any security, directly or indirectly: To employ any device, scheme, or artifice to defraud; To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in […]
It is unlawful for any person to make or cause to be made, in any document filed with the securities commissioner or in any proceeding under this article, any statement which the person knows or has reasonable grounds to know is, at the time and in the light of the circumstances under which it is […]
Neither the fact that an application for a license or a registration statement has been filed nor the fact that a person is licensed or a security is registered constitutes a finding by the securities commissioner that any document filed under this article is true, complete, and not misleading. No such fact, nor the fact […]
