§ 11-51-901. Short Title

This part 9 shall be known and may be cited as the “Local Government Investment Pool Trust Fund Administration and Enforcement Act”. Source: L. 93: Entire part added, p. 327, § 4, effective July 1.

§ 11-51-902. General Powers of Securities Commissioner

The securities commissioner is hereby empowered to administer and enforce the provisions of part 7 of article 75 of title 24, C.R.S., and all the provisions of this part 9. Source: L. 93: Entire part added, p. 327, § 4, effective July 1.

§ 11-51-903. Interests in Local Government Investment Pool Trust Fund

For the purposes of this part 9, unless the context otherwise requires: The interest of a participating local government in a local government investment pool trust fund is a “security”, as defined by section 11-51-201 (17); and The solicitation of a local government to participate in a local government investment pool trust fund constitutes an […]

§ 11-51-904. Requirement for Registration of Local Government Investment Pools

It is unlawful for the board of trustees of any local government investment pool trust fund to permit the investment of trust fund assets unless the trust fund is registered with the securities commissioner under this part 9. It is unlawful for a local government to participate in a local government investment pool trust fund […]

§ 11-51-905. General Registration Requirements

A local government investment pool trust fund shall register with the securities commissioner under this part 9 by filing a notice, in such form as prescribed by the securities commissioner, and a copy of the resolution adopted pursuant to section 24-75-703, C.R.S. Any local government investment pool trust fund organized pursuant to the provisions of […]

§ 11-51-906. Reports to Securities Commissioner

A local government investment pool trust fund shall inform the securities commissioner of any material change regarding the administrator, investment adviser, broker-dealer, or financial institution acting in an advisory capacity, or custodian of the trust fund within ten days of such change. The board of trustees of a local government investment pool trust fund shall […]

§ 11-51-907. Access to Records

The securities commissioner, in a manner reasonable under the circumstances, may examine, without notice, any accounts held by a custodian on behalf of a local government investment pool trust fund and all books, records, and papers pertaining thereto, and all accounts, books, records, and papers pertaining thereto, within or without this state, in the possession […]

§ 11-51-908. Confidentiality of Information

Financial information and the identities of participating local governments in the possession of, filed with, or obtained by the securities commissioner under this part 9 shall be confidential. No such information may be disclosed by the securities commissioner or any of the officers or employees of the division of securities except in connection with any […]