§8-1401. Duty of issuer to register transfer (1). If a certificated security in registered form is presented to an issuer with a request to register transfer or an instruction is presented to an issuer with a request to register transfer of an uncertificated security, the issuer shall register the transfer as requested if: (a). […]
§8-1402. Assurance that indorsement or instruction is effective (1). An issuer may require the following assurance that each necessary indorsement or each instruction is genuine and authorized: (a). In all cases, a guaranty of the signature of the person making an indorsement or originating an instruction including, in the case of an instruction, reasonable […]
§8-1403. Demand that issuer not register transfer (1). A person who is an appropriate person to make an indorsement or originate an instruction may demand that the issuer not register transfer of a security by communicating to the issuer a notification that identifies the registered owner and the issue of which the security is a […]
§8-1404. Wrongful registration (1). Except as otherwise provided in section 8-1406, an issuer is liable for wrongful registration of transfer if the issuer has registered a transfer of a security to a person not entitled to it and the transfer was registered: (a). Pursuant to an ineffective indorsement or instruction; [PL 1997, c. […]
§8-1405. Replacement of lost, destroyed or wrongfully taken security certificate (1). If an owner of a certificated security, whether in registered or bearer form, claims that the certificate has been lost, destroyed or wrongfully taken, the issuer shall issue a new certificate if the owner: (a). So requests before the issuer has notice that […]
§8-1406. Obligation to notify issuer of lost, destroyed or wrongfully taken security certificate If a security certificate has been lost, apparently destroyed or wrongfully taken, and the owner fails to notify the issuer of that fact within a reasonable time after the owner has notice of it and the issuer registers a transfer of the […]
§8-1407. Authenticating trustee, transfer agent and registrar A person acting as authenticating trustee, transfer agent, registrar or other agent for an issuer in the registration of a transfer of its securities, in the issue of new security certificates or uncertificated securities or in the cancellation of surrendered security certificates has the same obligation to the […]
