(a) In his discretion, the Commissioner may: (1) Make public or private investigations within or outside of this State as he considers necessary to: (i) Determine whether any person has violated or is about to violate any provision of this title or any rule or order under this title; or (ii) Aid in the enforcement of this title or […]
(a) Whenever the Commissioner determines that a person has engaged or is about to engage in any act or practice constituting a violation of any provision of this title or any rule or order under this title or that a person has knowingly or recklessly provided substantial assistance, is knowingly or recklessly providing substantial assistance, or […]
(a) Whenever it appears to the Commissioner that any person is about to engage in any act or practice constituting a violation of any provision of this title or any rule or order under this title or that the person is about to knowingly or recklessly provide substantial assistance to another person in connection with an […]
(a) (1) A person is civilly liable to the person buying a security from him if he: (i) Offers or sells the security in violation of § 11-304(b), § 11-401(a), § 11-402(a), or § 11-501 of this title, or of any rule or order under § 11-205 of this title which requires the affirmative approval of sales literature […]
(a) Any person aggrieved by a final order of the Commissioner may obtain a review of the order in conformity with the procedure prescribed in the Maryland Rules and in the Administrative Procedure Act. (b) The commencement of proceedings under subsection (a) of this section, unless specifically ordered by the court, does not operate as a stay […]
(a) (1) Any person who willfully violates any provision of this title, except § 11–303 or § 11–305 of this title or who willfully violates any rule or order under this title except a rule or order under § 11–305 of this title, or who willfully violates § 11–303 of this title knowing the statement made to […]
