NRS 695J.230 – Nonresident exchange enrollment facilitator: Service of process; agreement to appear.

1. A nonresident who is an exchange enrollment facilitator shall appoint the Commissioner, in writing, as his or her registered agent upon whom may be served all legal process issued in connection with any action or proceeding brought or pending in this State against or involving the nonresident certificate holder and relating to transactions under […]

NRS 695J.240 – Disciplinary action.

1. The Commissioner may place an exchange enrollment facilitator on probation, suspend his or her certificate for not more than 12 months, or revoke or refuse to renew his or her certificate, or may impose an administrative fine or take any combination of the foregoing actions, for one or more of the causes set forth […]

NRS 695J.250 – Suspension, limitation or revocation of certificate.

1. Upon the suspension, limitation or revocation of the certificate of an exchange enrollment facilitator, the Commissioner shall immediately notify the certificate holder in person or by mail addressed to the certificate holder at his or her most recent address of record with the Division. Notice by mail is effective when mailed. 2. Upon the […]

NRS 695J.260 – Expiration of certificate in absence of appointment by Exchange; termination of appointment by Exchange; notice to Commissioner by Executive Director of Exchange.

1. If an exchange enrollment facilitator fails to obtain an appointment by the Exchange within 30 days after the date on which the certificate was issued, the exchange enrollment facilitator’s certificate expires. 2. If the Exchange terminates an exchange enrollment facilitator’s appointment, the exchange enrollment facilitator is prohibited from engaging in the business of an […]

NRS 695J.270 – Regulations; authority of Commissioner to contract for the performance of certain functions.

1. The Commissioner shall adopt regulations: (a) For establishing and conducting an examination required by this chapter for the initial issuance and renewal of a certificate; (b) For the establishment of a course of instruction as required by this chapter for the initial issuance and renewal of a certificate; (c) Establishing the fee required by […]

NRS 695J.280 – Engaging in business of exchange enrollment facilitator without certificate prohibited; penalty.

1. No person may engage in the business of an exchange enrollment facilitator unless a certificate has been issued to the person by the Commissioner. 2. A person who violates subsection 1 is subject to an administrative fine of not more than $1,000 for each act or violation. (Added to NRS by 2013, 3596)