§ 78C-1 – Title.

78C-1. Title. This Chapter shall be known and may be cited as the North Carolina Investment Advisers Act. (1987 (Reg. Sess., 1988), c. 1098, s. 1.)

§ 78C-2 – Definitions.

78C-2. Definitions. When used in this Chapter, the definitions of G.S. 78A-2 shall apply along with the following, unless the context otherwise requires: (1) "Investment adviser" means any person who, for compensation, engages in the business of advising others, either directly or through publications or writings, as to the value of securities or as to […]